Custoday & Clearing Provided By Fidelity Investments
Client Care
At Excel Capital Management our clients are our first priority. We take the time to meet with every client to learn and understand their needs, financial goals, and expectations.
Each portfolio is personalized and tailor made to achieve an appropriate balance considering the individual risk tolerance, liquidity needs, and goals.
Clients have 24/7 online access to their portfolio on www.fidelity.com. Monthly statements and trade confirmation are available online or mailed promptly by Fidelity Investments.
Fiduciary Duty
As a fiduciary, we always put our client's interests first by always providing sound and unbiased advice without any conflicts of interest.
Our prudent investment approach, along with our client engagement and communication help to always make sure we are taking care of client to the highest standards.
Investment Offering
With Excel Capital's open architecture platform our clients have access to the full offerings of the market. Whether it is individual stocks, ETFs, Mutual Funds, or alternative investments we are not limited to any specific company or provider. This allows us to choose only the best in class for our clients.
Our time tested covered call option writing overlay strategy has brought in a steady stream of income for our clients from long positions held in the portfolio along with providing a hedge against market volatility.
Our unique income generating strategy through sale of covered call options on stocks and ETFs can enhance gains in fluctuating stock markets and help offset advisory fees.
Insurance Protection
Client can have peace of mind knowing that assets in the accounts are carried by our custodian Fidelity Investment and its subsidiary National Financial Services.
Client accounts are protected in accordance with the Securities Investor Protection Corporation (SIPC); for up to $500,000 including cash claims to $250,000.
The custodian has arranged for additional protection for cash and protected securities to supplement its SIPC coverage. This additional protection covers Total Account Value in excess of the $500,000/$250,000 coverage provided by SIPC*.
*Neither coverage protects against a decline in the market value of securities.
Custody, Clearing, & Brokerage Services
Fidelity Investments is custodian for all of our client's account. Fidelity also provides clearing and brokerage services. Fidelity Investments is one of the world's largest provider of financial services with more than 60 years of reputation and more than $4 trillion in assets under administration.
Past performance is no guarantee for future results